Partial order resolution of event logs for process conformance checking

作者:

Highlights:

• We overcome a key limitation hindering the applicability of conformance checking.

• We present several estimators that infer possible orders of a partially ordered case.

• Each estimator incorporates a different notion of behavioral abstraction.

• We also introduce an approximation method with a bounded error in terms of accuracy.

• Our experiments show that our technique outperforms the state-of-the-art.

摘要

While supporting the execution of business processes, information systems record event logs. Conformance checking relies on these logs to analyze whether the recorded behavior of a process conforms to the behavior of a normative specification. A key assumption of existing conformance checking techniques, however, is that all events are associated with timestamps that allow to infer a total order of events per process instance. Unfortunately, this assumption is often violated in practice. Due to synchronization issues, manual event recordings, or data corruption, events are only partially ordered. In this paper, we put forward the problem of partial order resolution of event logs to close this gap. It refers to the construction of a probability distribution over all possible total orders of events of an instance. To cope with the order uncertainty in real-world data, we present several estimators for this task, incorporating different notions of behavioral abstraction. Moreover, to reduce the runtime of conformance checking based on partial order resolution, we introduce an approximation method that comes with a bounded error in terms of accuracy. Our experiments with real-world and synthetic data reveal that our approach improves accuracy over the state-of-the-art considerably.

论文关键词:Process mining,Conformance checking,Partial order resolution,Data uncertainty

论文评审过程:Received 15 January 2020, Revised 13 May 2020, Accepted 23 June 2020, Available online 12 July 2020, Version of Record 28 July 2020.

论文官网地址:https://doi.org/10.1016/j.dss.2020.113347