Transfer learning based on improved stacked autoencoder for bearing fault diagnosis

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摘要

Deep transfer learning algorithm is regarded as a promising method to address the issue of rolling bearing fault diagnosis with limited labeled data. Stacked autoencoder (SAE) has been widely employed in deep transfer learning research since it is a semi-supervised algorithm. However, there are still some limitations for the transfer learning based on SAE, including the vanishing gradient problem caused by the sigmoid activation function in SAE, and low accuracy under the condition of cross-domain or limited labeled training data. In this work, an improved SAE based on convolutional shortcuts and domain fusion strategy (ISAE-CSDF) is proposed for fault diagnosis of rolling bearing. The sparse term Kullback–Leibler (KL) divergence in the original SAE is replaced with the convolutional shortcuts to prevent vanishing gradient problem and improve the feature extraction ability. The domain fusion strategy can transfer commonly shared feature information from various domains. The feasibility of ISAE-CSDF is validated on two publicly available bearing datasets and a custom-built experiment device. Results show that ISAE-CSDF outperforms the state-of-art methods in the context of different working conditions, cross-domain, and limited labeled data.

论文关键词:Transfer learning,Fault diagnosis,Stacked autoencoder,Convolutional shortcuts,Domain fusion

论文评审过程:Received 28 June 2022, Revised 27 August 2022, Accepted 29 August 2022, Available online 3 September 2022, Version of Record 13 September 2022.

论文官网地址:https://doi.org/10.1016/j.knosys.2022.109846